Risk and Compliance Manager

Risk and Compliance Manager

IOOF Holdings Limited | Melbourne, Victoria, AU

Posted 14 days ago

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Sydney/Melbourne based permanent full-time position
Hybrid working arrangements
Diverse and inclusive teams

The Role

Reporting to the Head of Distribution Assurance and Compliance, the Risk and Compliance Manager is a key member of the Distribution First Line Risk and Compliance team, responsible for the provision of high-quality compliance, risk, and advice services to the Distribution business unit (including Product).

Key Responsibilities:

Partner with the Distribution Leadership Team to provide support, direction, and guidance on all regulatory, risk and compliance matters
Lead the integration, implementation and embedment of new risk and compliance methodologies and frameworks
Manage, monitor, and maintain a structured and systematic approach to 1st Line Risk and proactively embed and improve risk and compliance culture
Assist to implement and maintain a comprehensive Risk and Compliance Framework, including the management of a robust Compliance Obligations Framework in Distribution
Provide high quality and timely risk, legislative, and regulatory technical advice to the business
Identify, assess, analyse, and communicate relevant regulatory changes, and support the business to implement and embed regulatory change
Review business proposals and their requirements having regard to compliance requirements and the management of risk
Support business unit projects and initiatives with risk and compliance advice
Complete Compliance reviews of member communications and disclosure documents
Prepare and present succinct and relevant reporting on risk and compliance matters for executive management, regulated entity Boards and Regulators

To Be Successful in This Role You Will Possess:

Commitment to delivering excellence in client and member outcomes
Solid understanding of our regulatory environment with extensive knowledge of Superannuation, Managed Investments and IDPS products
Analytical skills to research, interpret and advise on the practical application of complex legislative requirements and reforms
Change management and project delivery experience in relation to risk and compliance frameworks preferred
Strong leadership and advanced relationship/stakeholder management skills
Passion for execution and fine detail
Tertiary qualification in Accounting, Commerce, Banking, Economics, Finance, Law, or similar preferred
RG146, Diploma of Superannuation Management, Financial Services, or Financial Planning preferred
Experience in operational risk and compliance in the financial services sector and superannuation


In return, we offer development opportunities at an ASX top 200 company
A professional, supportive, and friendly culture
A range of corporate and lifestyle benefits

The Business

Insignia Financial is one of Australia’s leading wealth management organisations, undertaking a rapid and exciting transformation. The Insignia Financial group has been helping Australians secure their future since 1846. During that time, we have grown substantially to become a leading provider of quality financial services. We now manage and administer more than $200 billion of client monies and are listed on the Australian Securities Exchange in the ASX top 200 (ASX: IFL).