Compliance Assistant

Compliance Assistant

Lawes Consulting Group | London, England, UK

Posted 11 days ago

Apply Now


Job Title - Compliance Support - Insurance Broker

Contract - Permanent

Salary - £25,000

Location - Hertfordshire Region

Industry - Insurance

An exciting opportunity has now become available for a Compliance Support position due to our clients continuing business expansion. You will support the Compliance Assistant and Compliance Manager in delivery of the Compliance Plan. You will be responsible for completing day-to-day compliance tasks and helping to achieve their regulatory objectives.

Job Objective:

Working in Compliance Support you will be responsible for compliance requirements and ensuring you keep the business in line with all FCA / Employment law legislation.


  • Assisting with complaints handling.
  • Drafting internal reports.
  • Researching relevant legal and regulatory developments.
  • Supporting colleagues and giving advice.
  • Maintaining excel spreadsheets and other documents.
  • Assisting with development and delivery of in-house training.
  • Providing support to the Compliance Manager and Assistant Compliance Officer.


  • Were looking for someone who can communicate well and work to deadlines.
  • You'll need to be organised and able to solve problems.
  • This is a role that would benefit from someone who has a 6 months+ experience in financial services insurance or compliance but there will be support given to develop skills and knowledge.
  • You'll need to be comfortable working under your own initiative and able to identify when you need to seek authorisation from senior colleagues.

For a full brief please contact one of our specialist consultants:-