Auditor

Auditor

The Humphrey Group Recruiting Top Talent in Property / Financial Services & Conveyancing | Buckinghamshire, England, UK

Posted 8 days ago

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Description

Amazing opportunity for an Audit and Compliance Specialist with a nationwide independent Estate Agency.

  • Basic salary £20,000 - £34,000
  • Monday - Friday
  • 9am - 5:30pm

*MUST HAVE FULL UK DRIVING LICENCE & MUST BE WILLING TO TRAVEL TO DIFFERENT BRANCHES ACROSS THE UK*

If you are looking to continue or begin your journey as an Audit and Compliance Specialist and want to be part of an amazing team, then this is definitely worth your attention!

Responsibilities:

  • Attend induction & complete all required legislation training.
  • Keep up to date with all working legalisation regarding Anti Money Laundering & Terrorist financing.
  • Maintain a good working knowledge of ROSIE and IDBS.
  • Administration and management of the AML mailbox and alerts.
  • Management of the Smart Search / Internal systems.
  • Proactive chasing of branches for missing information.
  • Initial investigation of failed searches for risk.
  • Level one investigation of identified risks and SAR’s.
  • Training and support for branch staff.
  • Support and administration of PEP’s overseas and business clients.
  • Working with the MLRO & Deputy MLRO to ensure that the risks are identified in a timely manner.
  • Branch Compliance Audits.
  • New Area Partner / Manager - Super Check.
  • Working with the MLRO to ensure training and policies are up to date.
  • Support of other areas of compliance such as; CPR, GDPR (including SARs requests for Estate Agency) and Health & Safety.

Role specific competencies:

  • Demonstrates excellent communication and organisational skills, is able to effectively manage their time and effectively solve problems.
  • A full understanding of the legislation in which we are governed by and the discipline to stay up to date with any changes.
  • Must be able to manage difficult conversations with empathy.
  • Work within the parameters of set Service Level agreements to provide a high level of customer (internal) support.
  • Effectively manage AML alerts, is able to work effectively in a team, and is able to demonstrate effective objective and goal setting.
  • Comfortable with IT systems and technology.

In return:

  • A generous basic salary (based on experience)
  • A progressive career ladder
  • Full training and development