Compliance Manager


Description COMPLIANCE MANAGER | SANDTON Join this prestigious wealth and investment firm as a compliance manager at their Sandton offices.The Compliance Manager is responsible for assisting the Head: Compliance with the compliance landscape of the company.This includes supporting the Head: Compliance in the execution of compliance management strategies, plans and programmes.The following key outputs form part of this role:Assisting the Head: Compliance to develop and implement internal controls, processes and procedures to mitigate risks and ensure compliance with legislation.Planning and implementing various assurance reviews (testing and monitoring) in line with business priorities and aligned to the Group combined assurance plans.Managing regulatory compliance submissions and reporting that is required by AML, POPIA, CISCA and Insurance Act.Providing advice to the business on compliance related matters. The role is part of the First Line Compliance team for the Consulting platform.Competencies- Teamwork and collaboration.- Ability to communicate across multiple levels.- Motivating and aligning people to common goals.- Practical execution management (planning, organizing and monitoring).- Purposeful collaboration.Business acumen.Strong analytical skills and an eye for detail to be able to work through data and information to draw conclusions as to the impact of various changes on the risk and control environment.Good numerical skills to be able to communicate and work with various stakeholders and role players with respect to compliance management.Good communication and presentation skills to be able to communicate ideas and findings as well as to challenge management on compliance risks and mitigation. Good presentation skills for stakeholder reporting (management, committees, clients, etc) and for training of management and staff.Financially astute: conversant with basic accounting systems and principles.Excellent interpersonal skills: proven ability to communicate effectively and work well with a vast range of individuals across varying cultures, ethnicity, orientation and background.Critical thinker with strong analytical skills, tenacious, concise and probing.Self-assured and confident with a keen sense of self awareness.Holistic/big picture thinking (including forward thinking).Strong problem-solving capabilities.The ability to find innovative solutions to complex and often unusual challenges.Key performance areasIdentifying regulatory risks and assessing compliance management practices throughout the platform.Ensure company-wide commonality with respect to compliance risk management principles and methodologies.Design and implement standards, policies and procedures for compliance risk management that are in line with global best practice.Support, guide and educate the busines.special-hidden { display: none; }Id Subtitle
Posted
05/05/2022
Location
Cape Town, WC, ZA