Licensed Investment Assistant II

Are you looking to grow your career with one of the most successful credit union investment programs in the country? With over $5B in assets under our management and a long tenured team of professionals, we are looking for a dynamic and service-driven Licensed Investment Assistant who is willing to go the extra mile for our advisors and members. We serve the employees of innovative technology companies in the great Northwest!

Here's what you can expect from the job and what you need to be successful:

Job Duties:

  • Maintain and enhance client relationships through strong customer service and communication skills
  • Support our Financial Advisors grow their business with prospecting, marketing, sales and service support
  • Schedule appointments with members and clients, including calling of both new and existing referrals
  • Provide office administrative support including close, maintain and service investment accounts, both electronic and paper, and ensure client documentation aligns with broker/dealer requirements
  • Provide miscellaneous office administrative support; Resolve operational problems, such as issues with statements and transactions, organize pipeline, track and troubleshoot deposits, transfers, etc.
  • Leverage CRM to maintain and organize the Financial Advisor's client records to ensure compliance with the requirements of all Financial Industry Regulatory Authority (FINRA), Office of Supervisory Jurisdiction (OSJ) and Insurance Agency (Agency) regulators
  • Assist with a variety of client engagement activities – including planning and executing successful client appreciation and education events,
  • Assist Financial Advisor in fulfilling a variety of client requests, such as trading, withdrawals, and preparing client review packages and presentations
  • Create workflow and processes and consistently leverage available tools and technology to ensure maximum efficiency

Essential Skills:

  • Minimum 1 to 3 years of experience in investment support, administration, or similar experience in a customer service role with an investment/wealth management company; 3+ years strongly preferred
  • Strong communication, both oral and written
  • Proficiency in preparing reports and charts for presentation to clients
  • Exceptional organizational skills with strong attention to detail and the ability to work under tight deadlines
  • Ability to work autonomously with proven decision-making skills and sound judgment
  • Broad knowledge of investment products
  • Working knowledge of Microsoft Office Suite, Raymond James software preferred
  • Familiarity with CRM software (such as Pega) and financial planning software
  • Minimum Education: High School Diploma
  • Certification/License: Current Series 7, 63 FINRA licenses

Location: Hillsboro Corporate Office

In 2022, we will be asking our employees to return to their assigned First Tech location in a hybrid work format that that will vary based on the role.

Registered location: 5100 NE Dawson Creek Drive, Hillsboro OR 97124 | 855.744.8585

What makes First Tech different? Click here to learn more!

First Tech is not currently offering Visa sponsorship for this position

FT123 #LI-EK

Financial Advisors offer securities through Raymond James Financial Services, Inc. Member FINRA/SIPC and securities are not insured by credit union insurance, the NCUA or any other government agency, are not deposits or obligations of the credit union, are not guaranteed by the credit union, and are subject to risks, including the possible loss of principal. First Tech Federal Credit Union and Addison Avenue Investment Services are not registered broker/dealers and are independent of Raymond James Financial Services. Investment advisory services offered through Raymond James Financial Services Advisors, Inc.

Equal Opportunity Employer/Protected Veterans/Individuals with Disabilities

The contractor will not discharge or in any other manner discriminate against employees or applicants because they have inquired about, discussed, or disclosed their own pay or the pay of another employee or applicant. However, employees who have access to the compensation information of other employees or applicants as a part of their essential job functions cannot disclose the pay of other employees or applicants to individuals who do not otherwise have access to compensation information, unless the disclosure is (a) in response to a formal complaint or charge, (b) in furtherance of an investigation, proceeding, hearing, or action, including an investigation conducted by the employer, or (c) consistent with the contractor’s legal duty to furnish information. 41 CFR 60-1.35(c)

Posted
11/24/2021
Salary Range
$32,000.00 - 52,000.00
per Year
Salary range estimated by
Location
Hillsboro, OR 97104, US
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