Regulatory Compliance Manager (Superannuation/Wealth)

Regulatory Compliance Manager (Superannuation/Wealth)

Macquarie Group | sydney, NSW, AU

Posted 12 days ago

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Seize this opportunity to join the dynamic BFS Wealth Product & Technology Division within the Macquarie Group – we are looking for a Regulatory Compliance Manager to join our Regulatory Governance team.

Within the Wealth Product and Technology Division, our primary business is the provision of choice platform products to superannuation members and investor directed portfolio service (IDPS) clients, with over $100 billion in funds under administration. The Wealth platform offers a large investment menu covering a wide range of asset classes and a sophisticated digital user experience to enable members and clients (assisted by their financial advisers) to manage and monitor their portfolio and financial position.

As our Regulatory Compliance Manager, you will be responsible for:

  • Providing advice on regulatory and compliance related matters to entity Boards, Senior Management and institutional partners.
  • Managing relationships with external audit and consulting firms
  • Coordinating several internal and external audits on an annual basis.
  • Assisting with the annual review and approval of policy and framework documents.
  • Managing various compliance plan attestations and associated processes.
  • Driving the uplift of compliance plans across four subsidiaries.
  • Presenting to various entity Boards of Directors and Committees.
  • Ideally, you will hold university qualifications in either Law, Accounting, Finance, Commerce, or a similar discipline. A minimum of five years previous experience working with wealth products or platforms (eg superannuation and IDPS) and/or in a legal, risk or compliance role is preferred. To excel in this position, you will also need excellent communication, interpersonal and stakeholder management skills. A sound working knowledge of the regulatory environment in which the Macquarie Wealth products operate will be considered favourably.

    About us

    Banking and Financial Services Group (BFS) comprises our retail banking and financial services businesses, providing a diverse range of personal banking, wealth management and business banking products and services to retail customers, advisers, brokers and business clients. BFS operates predominantly in Australia and is organised into three business divisions: Personal Banking, Wealth Management and Business Banking.

    We recognise the world is changing, and that means the way in which we do our work is changing too. Joining our Banking and Financial Services group means you will be empowered to work in a way that suits you best. With the right technology, support and resources, our people work where it works for them in Australia. Whether it’s from home, in an office, a combination of both, or on a flexible schedule, talk to us about what working arrangements will help you thrive.