Regulatory Compliance Manager

Regulatory Compliance Manager

Bluefin Resources | melbourne, VIC, AU

Posted 15 days ago

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The Company

You will be joining an international financial services institution working across a breadth or products within the retail banking space.

A day in the life of a Regulatory Compliance Manager

You will join the Wealth product and technology divisions to provide advice on all regulatory and compliance matters to senior management institutional partners and the board.

This role will manage and facilitate internal and external audits annually and manage the annual review and approval of policy and framework documents.

Key Aspects of the role

  • Manage compliance attestations and processes.
  • Assist with APRA, ASIC, ATO requests, meetings and reviews.
  • Assist with Board and Committee reporting.
  • Manage compliance plans across subsidiaries including attestations and presentation toe relevant boards.
  • Assist other teams as and when required.
  • Desired Experience to succeed in the role

  • Strong experience in a Compliance role within a financial institution, superannuation, wealth or professional services/consulting firm.
  • Knowledge of wealth platforms or products (Superannuation/insurance/IDPS) will be highly regarded.
  • Knowledge and understanding of the Australian regulatory landscape.
  • Experience with Audit, Compliance plans and coordinating attestation plans would be advantageous.
  • Articulate when questioning stakeholders with the ability to clarify challenges to resolve them.
  • Tertiary qualification in business, finance, technology, accosting, commerce, or related discipline,
  • Ability to develop strong working relationships and influence stakeholders.
  • Why apply

  • Work for a renowned global banking organisation that embraces and values diversity and inclusion.
  • Access to some of the best banking benefits in the market
  • Exposure to senior stakeholders - you can get the opportunity to engage with senior leaders and Board level with the support of your manager.
  • Work in a flexible environment and hybrid model of 2 days in the office per week
  • Flexible working arrangements available to cater to pickups and drop offs, etc.
  • Long-term career progression and ability to shape your career and build your brand
  • How do I apply?

    To be eligible to apply for this role you must have full working rights in Australia.

    To express your interest in this opportunity, please submit your cv in word format for immediate consideration. All applications will be treated with the strictest of confidence. Please contact Robyn Mew 0447 292 500 for a confidential discussion.

    IMPORTANT: By submitting your email address and any other personal information when you APPLY to a job, you consent to such information being collected, held, used and disclosed in accordance with our COLLECTIONS NOTICE and PRIVACY POLICY.

    Reference Number: BBBH51958_166918250644701 Reference Numbe: Contact Details: Robyn Mew